Series 27: 140% Rule

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term 140% Rule...

an SEC rule that restricts broker-dealers as to how much of their customers' securities can be used as collateral for the broker-dealers' loans. The amount of collateral is capped at 140% of a customer's debit balance.

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Series 27: 140% Rule

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term 140% Rule...

Since you're reading about Series 27: 140% Rule, you might also be interested in:

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