Series 27: (k)(2)(i) Exemption

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term (k)(2)(i) Exemption...

an exemption from the $250,000 FINRA and SEC net capital requirement for carrying firms that strictly handle cash accounts. To meet the terms of the exemption, a firm must promptly

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

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The Solomon Exam Prep helped me pass the Series 7. The material is precise to the questions in the exam. The people at Solomon provided great assistance and communication.

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Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

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A more recent update after taking my Series 7 exam: Within one year of joining the financial industry, Solomon materials have gotten me a 100%, 4 for 4 pass rate with the SIE, S6, 63 and S7 all completed within 10 months. Once again, the materials and practice tests prepared me for the S7 exam better than I could've imagined. I will continue to refer people to Solomon, as the material, customer service, and whole experience has been unmatched.

Alex Coyne, Northwestern Mutual. Pensacola, FL

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

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Series 27: (k)(2)(i) Exemption

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term (k)(2)(i) Exemption...

Since you're reading about Series 27: (k)(2)(i) Exemption, you might also be interested in:

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