Series 27: Stock Record

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Stock Record...

a record that gives information on the owner and physical location of every stock held by the firm. It also includes the position (long or short) that each customer and the firm holds in a security.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I passed the Series 79 (on my first attempt) with help from Solomon Exam Prep. I found the study book and online exams to be quite helpful, and would recommend Solomon as a study resource for anyone.

Joseph H.; Denver, CO

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Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN

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Ariel Barroso, MCM. Miami, FL