Series 63: Securities And Exchange Commission (SEC)

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Securities And Exchange Commission (SEC)...

a federal government agency created under the Securities Exchange Act tasked with regulating the securities industry and protecting investors.

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We have an excellent Audiobook for the Series 63!

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I passed the Series 63 exam yesterday. Thanks for your help and everyone at Solomon. You guys are great!!!

Tom Armstrong, Berliner Cohen, San Jose, CA

Thank you for the flexibility and the study material for 63, I ended up with an 87 thanks to your materials! Thank you Solomon!

Allen Ruffles

I passed it (Series 63) yesterday, thanks for all the help, I couldn't have done it without Solomon.

Brandon Neff, Houston, TX

The Solomon Exam Prep materials (book, audio tapes and exam simulator) prepared us well for both the Series 79 and 63. It was a very organized way to deal with the test taking tasks.

Jim Murphy, Belden Hill Partners, New York, NY

I passed the 79 and 63 - both on the first attempt - thanks to Solomon Exam Prep. The quiz/simulator questions were very similar to the actual exam. Additionally, I was impressed by how quickly I received responses when I used the "Ask the Professor" feature.

Alexander W, IL

I LOVED your exam books; passed 6 and 63 with flying colors.

Arthur Bracco, New York, NY

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Series 63: Securities And Exchange Commission (SEC)

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Securities And Exchange Commission (SEC)...

Since you're reading about Series 63: Securities And Exchange Commission (SEC), you might also be interested in:

Ask the Professor

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