Series 79: Restricted Securities

Taken from our FINRA Investment Banking Exam

Definition of the term Restricted Securities...

securities acquired in a private placement or certain other circumstances, whose resale is prohibited for a certain period of time from the date of purchase.

+ Read More

More Series 79 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 79!

Since you're reading about Series 79: Restricted Securities, you might also be interested in:

Series 7 - balance of payments

Series 22 - BrokerCheck

Series 24 - combination privilege

SIE - best execution

Series 63 - churning

Series 82 - preliminary prospectus

Series 99 - convertible security

Series 24 - General Securities Principal

Series 6 - passive income

Series 6 - Transfer Initiation Form (TIF)

Series 65 - Securities Exchange Act of 1934

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Had a challenge the first time with another provider and switched to Solomon. I found Solomon materials to be more comprehensive and the videos were a big help for the way I learn. Thanks to everyone at Solomon for going the extra mile.

Ray Catone, Fort Lauderdale, FL

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

I was well prepared from using Solomon. Such much so that I finished early enough to review the questions and my answers, and determine my estimated score. Thanks! Great platform. Highly recommend using Solomon.

Max Thomas. Fort Lauderdale, FL

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX