Series 26: Reasonable-basis Suitability Obligation

Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam

Definition of the term Reasonable-basis Suitability Obligation...

the suitability obligation of a broker-dealer to fully comprehend the liabilities and risks of a security or investment strategy and decide whether or not it is advisable for at least some customers.

+ Read More

More Series 26 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 26!

Since you're reading about Series 26: Reasonable-basis Suitability Obligation, you might also be interested in:

Series 51 - income statement

Series 65 - viatical settlement

Series 7 - high-yield bonds

Series 52 - open market redemption

Series 7 - registered bond

Series 53 - New Issue Information Dissemination Service (NIIDS)

Series 82 - Underwriting Agreement (UA)

Series 82 - trading authorization

Series 6 - participation certificate

Series 66 - net current assets

Series 6 - tombstone ad

Series 66 - partnership democracy

Series 52 - restricted account

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

The study materials were spot on! Could not believe it. Topically perfect. Was confident before I hit submit that I had passed.

Peter Cisick, O.N. Equity Sales Co. Collegeville, PA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 26: Reasonable-basis Suitability Obligation

Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam

Definition of the term Reasonable-basis Suitability Obligation...

Since you're reading about Series 26: Reasonable-basis Suitability Obligation, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →