Series 65: Post-registration Requirements

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Post-registration Requirements...

requirements that must be met after a person, firm, or issuer has completed their registration, such as ongoing financial reporting or continuing education.

Since you're reading about Series 65: Post-registration Requirements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!