the firing of a FINRA-registered person that may apply to several classes of registration and jurisdictions or one. It may or may not apply to affiliates of the member firm. It does not require the employer to state the reason for termination.
Series 26: Partial Termination
Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam
Definition of the term Partial Termination...
Since you're reading about Series 26: Partial Termination, you might also be interested in:
Please Enable Javascript
to view this content!
to view this content!