Series 82: Omission

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term Omission...

when a professional or firm neglects to mention something that a reasonable person would want to know.

Since you're reading about Series 82: Omission, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 82
Please Enable Javascript
to view this content!