Series 28: Office Of Foreign Assets Control (OFAC)

Taken from our Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination

Definition of the term Office Of Foreign Assets Control (OFAC)...

a division of the Treasury Department that administers sanctions against trading with certain identified enemies of the U.S.

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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