Series 24: Managing Underwriter

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Managing Underwriter...

the member of an underwriting syndicate that takes the largest underwriting commitment and manages the syndicate by allocating securities to the other members. Also called the lead underwriter or book runner.

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Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA

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