Series 27: Investment Adviser Representative (IAR)

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Investment Adviser Representative (IAR)...

an individual employed by an investment adviser who makes recommendations, manages customer accounts, determines which advice should be given, sells investment advisory services, or supervises employees who perform any of the foregoing.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Your Series 79 book was great and your practice questions were spot-on. I passed the first time. Thanks!

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