Series 99: Entitlement Policy

Taken from our Series 99 - FINRA Operations Professional Qualification Examination

Definition of the term Entitlement Policy ...

a policy that dictates and controls who may have access to a company’s physical spaces, such as buildings, office spaces, computer systems and paper files.

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For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

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I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

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Series 99: Entitlement Policy

Taken from our Series 99 - FINRA Operations Professional Qualification Examination

Definition of the term Entitlement Policy ...

Since you're reading about Series 99: Entitlement Policy , you might also be interested in:

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