Series 24: Limited Broker-dealer

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Limited Broker-dealer...

a broker-dealer whose authorization to engage in the securities business is limited solely to the purchase and sale of investment company/variable contracts securities and direct participation program securities.

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Series 24: Limited Broker-dealer

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Limited Broker-dealer...

Since you're reading about Series 24: Limited Broker-dealer, you might also be interested in:

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