Series 7: Transaction Reporting And Compliance Engine (TRACE)

Taken from our Series 7 - General Securities Representative Exam

Definition of the term Transaction Reporting And Compliance Engine (TRACE)...

FINRA’s automated system for reporting trades in OTC debt securities.

Since you're reading about Series 7: Transaction Reporting And Compliance Engine (TRACE), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!