Series 66: Direct Registration

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Direct Registration...

registration of a security on an issuer’s books in the owner’s name, where either the issuer or its transfer agent holds the security in book-entry form on the owner’s behalf.

+ Read More

More Series 66 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 66!

Since you're reading about Series 66: Direct Registration, you might also be interested in:

Series 3 - accrued interest

Series 6 - American Depository Share (ADS)

Series 3 - swap

Series 53 - primary market

Series 66 - trading authority

Series 28 - restricted person

Series 7 - certificates of participation

Series 65 - future value

Series 14 - Maintaining Qualifications Program (MQP)

Series 82 - prior preferred stock

Series 26 - load fund

Series 82 - investment bank

Series 65 - risk-free rate of return

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Pass the 66 book/audio series, as well as the timely responses I received from the professor, all led to my success in passing the Series 66. This is a test that must be taken seriously, and does just that.

Jason Abbamonte, Charles Schwab, Naples, FL

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

I passed my Series 66, 1st try. Your audiobook was the game changer for me. Thank you!

S Stephens, Merrill Lynch. Orlando, FL

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH