Series 51: Conflict Of Interest

Taken from our Series 51 - MSRB Municipal Fund Securities Limited Principal Qualification Exam

Definition of the term Conflict Of Interest...

a situation in which a professional or firm's actions in its own interest or in the interest of another party may be detrimental to a customer. Conflicts of interest must be disclosed to the customer.

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Michael

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Katrina Jackson, Cambridge Investment Research, Fairfield, IA

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