Series 63: Matched Trades

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Matched Trades...

When agents and/or broker-dealers agree to buy and sell securities to each other at similar prices in order to give the impression that those securities have a more active market than is actually the case. The goal of professionals making matched trades is to drive up the prices for those securities.

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Series 63: Matched Trades

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Matched Trades...

Since you're reading about Series 63: Matched Trades, you might also be interested in:

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