Series 65: FTC Red Flags Rule

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term FTC Red Flags Rule...

a rule established by the Federal Trade Commission that requires broker-dealers, investment advisers, and investment companies to establish and maintain identity theft programs. Under the terms of the rule, these programs should be set up to detect the warning signs of identity theft present in a firm’s day-to-day operations.

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Series 65: FTC Red Flags Rule

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term FTC Red Flags Rule...

Since you're reading about Series 65: FTC Red Flags Rule, you might also be interested in:

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