Series 24: Form ADV

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Form ADV...

the registration form that must be filed by an investment adviser through the federally run Investment Adviser Registration Depository system (IARD). Form ADV includes general information about the adviser, as well as more specific information that would be relevant to a potential customer.

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I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

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