SIE: Regulation A

Taken from our Securities Industry Essentials Exam

Definition of the term Regulation A...

a set of SEC rules that permits non-reporting companies who do not wish to raise more than $75 million in equity over a one-year period to avoid standard registration requirements.

+ Read More

More SIE Info

What are people saying?

Create an Account

We have an excellent Audiobook for the SIE!

Since you're reading about SIE: Regulation A, you might also be interested in:

Series 7 - aggressive investor

Series 27 - haircuts

Series 24 - DPP rollup

Series 65 - public authorities

Series 65 - modern portfolio theory

Series 65 - retained earnings

Series 24 - regulatory element

Series 82 - settlement

Series 6 - Treasury bill (T-bill)

Series 7 - business cycle

Series 79 - current liabilities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I finally passed my SIE this month. Thank you to this AMAZING, pass or money back Solomon's test materials. I did study the book, did the simulated exams about 15 times and quizzes at least 5 times each before taking the exam. The testimonials here helped me follow a strategy and I stayed focused on passing. Solomon exam prep material really prepares you for the exam, I passed on Aug 21 2021 after using other competitive materials to no success. Thank you Solomon Exam Prep.

Omo Vanwie, Morgan Stanley. Columbus, OH

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

Passed SIE on the first attempt! The multi-prong study approach Solomon puts together - read, take notes, watch videos, practice tests, review - is very effective. By the time I had worked through the plan and used the reports to bolster my weak areas, I walked into the test center with high confidence. It took a lot of time and was hard work, but the test plan and materials made it possible.

Dave Stakland, Cambridge Investment Research. Fairfield, IA.

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

I passed the SIE on my first attempt thanks to Solomon Exam Prep's structure and chapter guides consolidating a large amount of information into easy to learn material. I did not study finance in College and have been in Compliance for the better part of my career. This has been a validating experience thanks to Solomon Exam Prep.

Marlon Gonzalez-Perez, Tradition. New York, NY

I was able to learn, practice, and pass both my SIE and Series 6 Exams ahead of schedule, while running my agency. The information was complete and the practice questions were plentiful! I highly recommend Solomon and will continue to use them in the future!

Shawn Swank, Swank Agency Allstate Insurance, Trinity, FL

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: Regulation A

Taken from our Securities Industry Essentials Exam

Definition of the term Regulation A...

Since you're reading about SIE: Regulation A, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →