Series 65: Regulation A

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Regulation A...

a set of SEC rules that permits non-reporting companies who do not wish to raise more than $75 million in equity over a one-year period to avoid standard registration requirements.

Since you're reading about Series 65: Regulation A, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!