Series 63: Branch Office

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Branch Office...

any location where one or more associated employees is in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

+ Read More

More Series 63 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 63!

Since you're reading about Series 63: Branch Office, you might also be interested in:

SIE - regulatory element

Series 79 - mergers and acquisitions (M&As)

Series 24 - benchmark orders

Series 79 - market capitalization

Series 79 - earnings before interest, taxes, depreciation, and amortization (EBITDA)

Series 7 - risk tolerance

Series 99 - defined contribution plan

Series 79 - business cycle

Series 65 - profit margins

Series 6 - broker

Series 52 - short-term gain/loss

Series 79 - syndicate short position

Series 51 - prospectus

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

I used the Solomon Series 63 prep and passed with confidence. I highly recommend following the 10 day study plan.

Melissa

I failed my first test on the Series 63 because I used different study material from another company. I then bought the Solomon's Series 63 "On-line Practice Exams" and "Pass the 63" book and I just passed my Series 63 exam yesterday and I'm so happy!! Thanks so much Solomon!!!

Sherry Housfeld

The material was great and helped me pass the 63. I also used it to study for the 7 and it helped me immensely as well. Thank you!

Brian Lang, Denver, CO

I passed! Thanks to your materials, they really did help. I scored a 78% which is actually above the simulated exams I took. I think my highest score on the simulated exams was a 75%. I have used a competitor's materials for all previous exams I've taken successfully, however, for the 63 specifically, I found your materials to cover different topics that the competitor missed (or perhaps I missed while reviewing their materials). Thank you so much for the support and the great product. I will definitely pass your site onto friends going through the licensing process. Thanks again!

Katie Mueller, Chase Client Service Specialist, Chicago, IL

I previously failed my attempt at the series 63. Not by much. Literally one question. But in analyzing why I began to understand that I needed a more comprehensive approach to studying as well as more variety. I looked into a few options and came across Solomon Exam Prep. What I enjoyed and found the most useful were the video presentation and practice exams with immediate feedback. Those exams enabled me to learn with explanation every time I got a question wrong (or right on a guess). The materials are all beneficial and well worth it. I recently passed the series 63 with a score of 85 and much of that success lies upon the use of Solomon Prep. Thanks.

Anslem Gardner