Series 63: Form BD

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Form BD...

a form that a registrant must file with both FINRA and the SEC when applying for membership that identifies the type and nature of the applicant’s business and in what states it intends to operate.

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We have an excellent Audiobook for the Series 63!

Since you're reading about Series 63: Form BD, you might also be interested in:

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I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY

I just passed the Series 63 after failed in the first attempt as of January. I had studied with another vendor and after some research, I decided to buy Solomon material. I felt very comfortable with the material since English is my second language. And due to the type of the exam, this was very important. It took me time to make the decision for the 2nd attempt but Karen was important to support and she convinced me. I felt very comfortable till question number 20, after that a bit stressful but be sure that you will know the subjects. Thanks Solomon!!!

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Eric Altmann, New York, NY

Earlier this month I passed the Series 6 using the book and then for the Series 63, I read the book first (like always) and after that I was practicing all the time in your web page (about ten times by chapter, in order to master it). I studied the 63 in about 2 weeks and let me tell you that your website and the immediate feedback helped me a lot (I got an 85 in my test). Thank you very much!

Maricella Tenorio Bocangel, New York Life, New York, NY

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Dana Carbuccia, JP Morgan Chase

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